| File | |
|---|---|
| FIX_10c-1_comments_Jan2022.pdf |
FIX response to SEC rule 10c-1 (securities loan reporting) US regulation
SEC rule 10c-1 proposal response from FIX Trading Community
In late 2001, the SEC issued a proposal for a new exchange act rule (10c-1) covering the reporting of securities loan activity. The FIX Trading Community's securities lending working group have authored a response to a number of topics covered in the proposal.
