FIX response to SEC rule 10c-1 (securities loan reporting) US regulation

SEC rule 10c-1 proposal response from FIX Trading Community

In late 2001, the SEC issued a proposal for a new exchange act rule (10c-1) covering the reporting of securities loan activity. The FIX Trading Community's securities lending working group have authored a response to a number of topics covered in the proposal.

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Total Downloads:	186
Create Date:	January 5, 2022
Update Date:	January 6, 2022
Total Files:	1

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