FIX response to SEC rule 10c-1 (securities loan reporting)

SEC rule 10c-1 proposal response from FIX Trading Community In late 2001, the SEC issued a proposal for a new exchange act rule (10c-1) covering the reporting of securities loan activity. The FIX Trading Community’s securities lending working group have authored a response to a number of topics covered in the proposal.


Modernising the securities lending infrastructure

Published by: SecuritiesLendingTimes 19thJune2020 OCC has set out a vision to establish a permissioned distributed ledger network for cleared securities lending transactions The role of the Options Clearing Corporation (OCC), the world’s largest equity derivatives clearing organisation, in the securities lending market is to serve as the central counterparty (CCP) for lenders and borrowers. As...