Category: US regulation

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Regulation Best Execution SEC submission March 23

1 file(s) 23.29 KB
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Order Competition Rule SEC submission March 23

1 file(s) 23.14 KB
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Disclosure of Order Execution Information SEC submission March 23

1 file(s) 22.73 KB
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SEC shortened settlement cycle proposal response (April 2022)

1 file(s) 26.00 KB
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SEC 10c-1 securities loan reporting (supplementary response)

1 file(s) 41.11 KB
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FIX response to SEC rule 10c-1 (securities loan reporting)

1 file(s) 169.73 KB
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FINRA - FIX Responds to Proposed Changes to TRACE Reporting

1 file(s) 86.82 KB
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SEC - FIX Response to Alternative Identifiers for Securities

1 file(s) 231.14 KB
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SEC - FIX & Regulation NMS Overview

1 file(s) 58.00 KB
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CFTC - Parts 43-45 Phase III FIX Gap Analysis

1 file(s) 1.49 MB
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