FINRA drops support of CTCI Protocol for TRACE and ORF, FIX Protocol recommended

Any clients, including Service Bureaus, that currently utilize CTCI and wish to continue to deliver electronic transactions should migrate to the FIX Protocol by Monday, 3rd of February 2020. FINRA announced their termination of CTCI protocol (CTCI/TCP; CTCI/MQ) support for both TRACE and Over-the-Counter Reporting (ORF) transaction reporting in August 2018, for more information please...


FINRA recommends FIX Protocol as replacement for CTCI clients

FIX Protocol replaces Computer to Computer (CTCI) for reporting to Trace and Over- the -Counter Reporting (ORF) effective February 3, 2020. The final production test is January 11, 2020. Any questions regarding this notice should sent to FINRA Product Management or call (866)899-2107. Please click below for details:


EP209 MSRB and FINRA TRACE Reporting Extensions

This Extension Pack supports identification of trades executed on an Alternative Trading System (ATS) in support of the MSRB and FINRA TRACE Reporting requirements. Update History [Updated 2016 08 03] Revised the abbreviation for Remuneration to Rmntn affecting the field RemunerationIndicator(2356).