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Asia Pacific Equities IOI Charter

A collective of industry associations, ASIFMA, Quorum 15, Asia TraderForum, the FIX Trading Community engaged in a collaborative to established a consistent approach for issuing Indications of Interest.

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Master SPSA – Q&A Document

This document reflects questions raised during the Master SPSA webinar held on 22nd September 2020, and the related answers.

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Recommended Practices: Hong Kong – Master SPSA

(Master) SPSA (Special Segregated Account) IDs were introduced by HKEx for the sole purpose of pre-trade checking for sell orders. This document provides a proposed solution for Master SPSA trade.  This will be a working document that can be updated to refine recommendations as the industry moves into the implementation phase. The related Extension Pack...

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Industry Bodies Publish APAC Charter for Indication of Interest Issuers

Published by: Regulation Asia| 10th November 2020 ASIFMA, Quorum 15, Asia TraderForum, the FIX Trading Community and their members have established a consistent approach for issuing Indications of Interest. A collective of industry associations have together launched The Asia Pacific IOI Charter, providing guidance for all market participants who issue Indications of Interest (IOIs) and...

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Recommended Practices: Hong Kong SFC Facilitation Trade Consent

Approved-V0.5: Recommended Practices, produced by the Asia Pacific Exchanges & Regulatory and Technical Subcommittees to address requirements by the HK SFC which requires prior consent from clients before facilitation trades could be executed by Hong Kong licensed firms. (Updated: 20191119) Extension Pack 251 – APAC Client Facilitation Extension

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FIX Introduction – 20000330

Introduction of FIX by FIX Protocol Ltd to the Asian Pacific region presented in Hong Kong on March 30, 2000. 63 slides. Agenda: Overview, Buy-Side Business Perspective, Sell-Side Business Perspective, Technology & Implementation Issues.