DRAFT - Recommended Practices: Hong Kong SFC Facilitation Trade Consent

UPDATED DRAFT, August 30, 2019: Recommended Practices, produced by the Asia Pacific Exchanges & Regulatory and Technical Subcommittees to address requirements by the HK SFC which requires prior consent from clients before facilitation trades could be executed by Hong Kong licensed firms.

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Total Downloads:145
Create Date:May 13, 2019
Update Date:September 3, 2019
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Facilitation-Trade-consent-Recommended-Practices-v.0.5.pdf