Shield Financial Compliance
Shield FC is an enterprise-grade data management platform that automates eComms record-keeping and investigation compliance tasks. It enables regulated firms to capture, archive, analyse and investigate each and every interaction across all eComms channels, as required by regulations including MiFID II, GDPR, MAR, Dodd Frank and FINRA record-keeping, compliance reporting and data governance standards, in a single solution – faster and more efficiently than ever before. It is the only offering on the market that provides a correlated sequential view of trading events with fast, comprehensive and interactive timeline reporting in an intuitive front-end.
Shield FC delivers powerful analysis and investigation capabilities, covering the full scope of record-keeping, including GDPR enablement, compliance archiving, compliance investigation and best execution reconstruction, while supporting operational performance. It enables firms to implement a mature data management approach to best execution and financial compliance, with a future-proof platform that can handle evolving data demands.
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