FIX and Regulations
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX responds to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
None
Regional Repository
Please visit the below links to view previous responses submitted on behalf of the FIX Trading Community.
Documentation
Asia Pacific
SFC-FIX Response to OTC Derivatives Regulatory Regime in Hong Kong 106.04 KB 1229 downloads August 27, 2012
FIX responded to a consultation from the SFC on the OTC Derivatives regulatory regime for Hong Kong. ...ASIC-FIX Adopted for Short Position Reporting 184.20 KB 443 downloads August 12, 2010
FIX welcomes the Australian Securities & Investments Commission (ASIC™s) adoption of the FIX Protocol messaging standard for the reporting of short positions. Use of FIX enables market participants...EMEA
CP23/32 – FCA consultation on bond and derivative market transparency - FIX Trading Community response 4.58 MB 37 downloads April 3, 2024
This contains three files – the FCA’s consultation paper, the full response from the FIX Trading Community (‘response summary’) and a shortened version containing just the questions actually responsed...FTC Response to CP23-15 Framework for a Consolidated Tape Final Submission 97.33 KB 67 downloads October 13, 2023
CP23/15 – The framework for a UK consolidated tape - FIX Trading Community response. ...DSS Letter Fix Trading Community Sept 2023 330.14 KB 53 downloads October 9, 2023
The FIX Trading Community is the industry-driven standards body whose standards underpin the global electronic trading community. We have been producing technical and business standards for nearly thirty...Manual on Post-Trade Transparency - Response 78.30 KB 164 downloads April 4, 2023
FIX Trading Community response on Post-Trade Transparency Manual ...ESMA Market Outages - Consultation Paper Response 105.50 KB 174 downloads December 22, 2022
FIX Trading Community response to ESMA's consultation regarding the management and communication of outages at trading venues, December 2022 ...FIX Trading Community Response to CP22/12 259.02 KB 921 downloads September 22, 2022
IMPROVING EQUITY SECONDARY MARKETS FCA : CP22/12 ...ESMA Opinion on Trading Venue Perimeter - Response 81.46 KB 466 downloads April 28, 2022
FIX Trading Community response to ESMA's opinion regarding the Trading Venue Perimeter, January 2022 ...ESMA DLT (distributed ledger technology) Pilot 88.01 KB 207 downloads March 31, 2022
FIX Trading Community response to ESMA's call for evidence for the "DLT Pilot Regime and review of MiFIR regulatory technical standards on transparency and reporting", January 2022 ...RTS 1 and 2 Consultation Response 235.06 KB 236 downloads September 23, 2021
ESMA CONSULTATION RESPONSE – FINAL RESPONSE ...ESMA - MiFID II_MiFIR CP on transaction reporting_refdata 285.54 KB 1049 downloads December 11, 2020
FIX Trading Community response to the ESMA consultation paper on MiFIR review report on the obligations to report transactions and reference data (November 2020) ...ESMA - Technical Standards on reporting_data quality_data access 170.84 KB 301 downloads July 3, 2020
03 July 2020 - This document is the FIX response to the ESMA consultation paper on the technical standards on reporting requirements, procedures to reconcile and validate the data and access by the relevant...ESMA Consolidated Tape Consultation Paper - FIX Response 249.39 KB 313 downloads September 13, 2019
06 September, 2019 - The FIX Trading Community provided a response to the ESMA CP on Consolidated Tape. ...ESMA MiFID II FIX Response Discussion Paper 669.67 KB 753 downloads February 16, 2017
ESMA MiFID II FIX Response Discussion Paper ...ESMA MiFID II FIX Response Consultation Paper 436.30 KB 1225 downloads February 14, 2017
ESMA MiFID II FIX Response Consultation Paper ...FIX Trading Community Response to ESMA CP 23 March 2016 508.10 KB 588 downloads March 23, 2016
Response to ESMA CP 23 March 2016 ...ESMA_MiFID II FIX Consultation Response_2014_1570 366.09 KB 559 downloads February 27, 2015
This document is a response to the ESMA MiFID II/MiFIR Consultation Paper 2014_1570 (February 2015) ...FSB-FIX Response to Feasibility Study on Approaches to Aggregate OTC Derivatives Trade Repository Data 28.33 KB 1090 downloads February 28, 2014
FIX response to the FSB's consultative paper focused on options for aggregating OTC derivatives trade repository data. ...CESR - FIX Response for Establishment of a European Consolidated Tape 0.00 KB 98 downloads November 2, 2010
Following consultation with the FIX EMEA Regulatory Subcommittee, FIX produced a proposal for an industry led solution for the establishment of a Consolidated Tape Delivery Authority (CTDA) to oversee...ESMA MiFID II FIX Response Covering Letter 112.45 KB 410 downloads February 15, 2008
ESMA MiFID II FIX Response Covering Letter ...CESR - Changes to FIX for MiFID 288.32 KB 497 downloads October 22, 2006
A link to the gap analysis - Changes to FIX for MiFID. ...- 1
- 2