Tag: US regulation

SEC – FIX Response to Disclosure of Order Handling Information

FIX Trading Community’s response to the SEC’s File No. 4-698 – Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail

SEC – FIX Response to Regulation SCI

Please see FIX’s reponse to the Consolidated Audit Trail proposal which was submitted on August 5th, 2010

In response to the evolution of program trading activities in the marketplace, NYSE has amended NYSE Rule 80A.40 to update the definition of account type indicators – “J” and “K”. These changes go into effect on June 2, 2008.

FIX filed a response to the SEC Concept Release entitled Securities Transactions Settlement. This is the first time that FIX has responded to an SEC Concept Release.