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Tag: regulations

Home / regulations
Package

ESMA Consolidated Tape Consultation Paper – FIX Response

06 September, 2019 – The FIX Trading Community provided a response to the ESMA CP on Consolidated Tape.

Package

SEC – FIX & Regulation NMS Overview

This document contains an overview of the RegNMS extension and links to copies of the gap analyses described above.

Package

CFTC – Parts 43-45 Phase III FIX Gap Analysis

CFTC – Parts 43-45 Phase III FIX Gap Analysis

Package

ESMA MiFID II FIX Response Discussion Paper

ESMA MiFID II FIX Response Discussion Paper

Package

ESMA MiFID II FIX Response Consultation Paper

ESMA MiFID II FIX Response Consultation Paper

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SEC – FIX Response to Disclosure of Order Handling Information

SEC – FIX Response to Disclosure of Order Handling Information

Package

SEC – FIX Response to Consolidated Audit Trail 2

FIX Trading Community’s response to the SEC’s File No. 4-698 – Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail

Package

FIX Trading Community Response to ESMA CP 23 March 2016

Response to ESMA CP 23 March 2016

Package

CFTC – FIX Response to Technical Specifications for Swap Data Reporting

Swap Data Reporting

Package

IOSCO – FIX Response to Harmonisation of the UPI

Harmonisation of the UPI

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