06 September, 2019 – The FIX Trading Community provided a response to the ESMA CP on Consolidated Tape.
Tag: regulations
Package
SEC – FIX & Regulation NMS Overview
This document contains an overview of the RegNMS extension and links to copies of the gap analyses described above.
Package
SEC – FIX Response to Disclosure of Order Handling Information
SEC – FIX Response to Disclosure of Order Handling Information
Package
SEC – FIX Response to Consolidated Audit Trail 2
FIX Trading Community’s response to the SEC’s File No. 4-698 – Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail