US regulation – FIX Trading Community https://www.fixtrading.org Version 2.1. Tue, 24 Feb 2026 10:45:44 +0000 en-US hourly 1 https://wordpress.org/?v=6.4.3 https://www.fixtrading.org/wp-content/uploads/2017/03/favicon.png US regulation – FIX Trading Community https://www.fixtrading.org 32 32 SEC – FIX Response to Disclosure of Order Handling Information https://www.fixtrading.org/packages/sec-fix-response-to-disclosure-of-order-handling-information/ Mon, 26 Sep 2016 02:47:46 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14860

SEC – FIX Response to Disclosure of Order Handling Information

]]> SEC – FIX Response to Consolidated Audit Trail 2 https://www.fixtrading.org/packages/sec-fix-response-to-consolidated-audit-trail-2/ Thu, 14 Jul 2016 02:45:48 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14859

FIX Trading Community’s response to the SEC’s File No. 4-698 – Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail

]]> CFTC – FIX Responds to Concept Release on Risk Controls and System Safeguards for Automated Trading https://www.fixtrading.org/packages/cftc-fix-responds-to-concept-release-on-risk-controls-and-system-safeguards-for-automated-trading/ Wed, 11 Dec 2013 02:55:11 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14864 ]]> SEC – FIX Response to Regulation SCI https://www.fixtrading.org/packages/sec-fix-response-to-regulation-sci/ Mon, 08 Jul 2013 02:49:44 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14861

SEC – FIX Response to Regulation SCI

]]> SEC – FIX Response to Consolidated Audit Trail https://www.fixtrading.org/packages/sec-fix-response-to-consolidated-audit-trail/ Thu, 05 Aug 2010 02:43:33 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14858

Please see FIX’s reponse to the Consolidated Audit Trail proposal which was submitted on August 5th, 2010

]]> NYSE – Rule 80A Account Type Indicators https://www.fixtrading.org/packages/nyse-rule-80a-account-type-indicators/ Tue, 08 Jan 2008 04:05:53 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14870

In response to the evolution of program trading activities in the marketplace, NYSE has amended NYSE Rule 80A.40 to update the definition of account type indicators – “J” and “K”. These changes go into effect on June 2, 2008.

]]> SEC – FIX Response to Securities Transactions Settlement https://www.fixtrading.org/packages/sec-fix-response-to-securities-transactions-settlement/ Tue, 15 Jun 2004 02:51:19 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14862

FIX filed a response to the SEC Concept Release entitled Securities Transactions Settlement. This is the first time that FIX has responded to an SEC Concept Release.

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