regulations – FIX Trading Community https://www.fixtrading.org Version 2.1. Tue, 24 Feb 2026 10:52:24 +0000 en-US hourly 1 https://wordpress.org/?v=6.4.3 https://www.fixtrading.org/wp-content/uploads/2017/03/favicon.png regulations – FIX Trading Community https://www.fixtrading.org 32 32 ESMA Consolidated Tape Consultation Paper – FIX Response https://www.fixtrading.org/packages/esma-consolidated-tape-consultation-paper-fix-response/ Fri, 13 Sep 2019 11:52:29 +0000 https://www.fixtrading.org/?post_type=wpdmpro&p=54765

06 September, 2019 – The FIX Trading Community provided a response to the ESMA CP on Consolidated Tape.

]]> SEC – FIX & Regulation NMS Overview https://www.fixtrading.org/packages/sec-fix-regulation-nms-overview/ Thu, 16 Feb 2017 03:51:09 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14868

This document contains an overview of the RegNMS extension and links to copies of the gap analyses described above.

]]> CFTC – Parts 43-45 Phase III FIX Gap Analysis https://www.fixtrading.org/packages/cftc-parts-43-45-phase-iii-fix-gap-analysis/ Thu, 16 Feb 2017 03:48:10 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14867

CFTC – Parts 43-45 Phase III FIX Gap Analysis

]]> ESMA MiFID II FIX Response Discussion Paper https://www.fixtrading.org/packages/esma-mifid-ii-fix-response-discussion-paper/ Thu, 16 Feb 2017 01:46:31 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14849

ESMA MiFID II FIX Response Discussion Paper

]]> ESMA MiFID II FIX Response Consultation Paper https://www.fixtrading.org/packages/esma-mifid-ii-fix-response-consultation-paper/ Tue, 14 Feb 2017 04:10:26 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=13558

ESMA MiFID II FIX Response Consultation Paper

]]> SEC – FIX Response to Disclosure of Order Handling Information https://www.fixtrading.org/packages/sec-fix-response-to-disclosure-of-order-handling-information/ Mon, 26 Sep 2016 02:47:46 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14860

SEC – FIX Response to Disclosure of Order Handling Information

]]> SEC – FIX Response to Consolidated Audit Trail 2 https://www.fixtrading.org/packages/sec-fix-response-to-consolidated-audit-trail-2/ Thu, 14 Jul 2016 02:45:48 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14859

FIX Trading Community’s response to the SEC’s File No. 4-698 – Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail

]]> FIX Trading Community Response to ESMA CP 23 March 2016 https://www.fixtrading.org/packages/fix-trading-community-response-to-esma-cp-23-march-2016-2/ Wed, 23 Mar 2016 02:27:56 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14855

Response to ESMA CP 23 March 2016

]]> CFTC – FIX Response to Technical Specifications for Swap Data Reporting https://www.fixtrading.org/packages/cftc-fix-response-to-technical-specifications-for-swap-data-reporting/ Mon, 07 Mar 2016 02:53:07 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14863

Swap Data Reporting

]]> IOSCO – FIX Response to Harmonisation of the UPI https://www.fixtrading.org/packages/iosco-fix-response-to-harmonisation-of-the-upi/ Wed, 24 Feb 2016 02:40:53 +0000 http://www.technical-fixprotocol.net/?post_type=wpdmpro&p=14857

Harmonisation of the UPI

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