AllocGrp Component

<Alloc>

Tag Field Name AbbrName Req'd Comments
78 NoAllocs NoAllocs Conditionally required except when AllocTransType = Cancel, or when AllocType = Ready-to-book or Warehouse instruction
> 79 AllocAccount Acct May be the same value as BrokerOfCredit if ProcessCode is step-out or soft-dollar step-out and Institution does not wish to disclose individual account breakdowns to the ExecBroker. Required if NoAllocs > 0. Must be first field in repeating group.
Conditionally required except when for AllocTransType="Cancel", or when AllocType= "Ready-To-Book" or "Warehouse instruction".
> 661 AllocAcctIDSource ActIDSrc
> 573 MatchStatus MtchStat
> 366 AllocPrice Px Used when performing "executed price" vs. "average price" allocations (e.g. Japan). AllocAccount plus AllocPrice form a unique Allocs entry. Used in lieu of AllocAvgPx.
> 80 AllocQty Qty Conditionally required except when for AllocTransType="Cancel", or when AllocType= "Ready-To-Book" or "Warehouse instruction".
> 467 IndividualAllocID IndAllocID
> 81 ProcessCode ProcCode
> 989 SecondaryIndividualAllocID IndAllocID2 Can be used by an intermediary to specify an allocation ID assigned by the intermediary's system.
> 1002 AllocMethod Meth Specifies the method under which a trade quantity was allocated.
> 993 AllocCustomerCapacity CustCpcty Can be used for granular reporting of separate allocation detail within a single trade report or allocation message.
> 1047 AllocPositionEffect AllocPosEfct
> 992 IndividualAllocType Typ
> NestedParties Pty Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in "Common Components of Application Messages"
Used for NestedPartyRole=BrokerOfCredit, ClientID, Settlement location (PSET), etc.
Note: this field can be used for settlement location (PSET) information.
> 208 NotifyBrokerOfCredit NotifyBrkrOfCredit
> 209 AllocHandlInst HandlInst
> 161 AllocText Txt Free format text field related to this AllocAccount
> 360 EncodedAllocTextLen EncAllocTextLen Must be set if EncodedAllocText field is specified and must immediately precede it.
> 361 EncodedAllocText EncAllocText Encoded (non-ASCII characters) representation of the AllocText field in the encoded format specified via the MessageEncoding field.
> CommissionData Comm Insert here the set of "CommissionData" fields defined in "Common Components of Application Messages"
> 153 AllocAvgPx AvgPx AvgPx for this AllocAccount. For F/X orders, should be the "all-in" rate (spot rate adjusted for forward points) for this allocation. For Fixed Income always express value as "percent of par".
> 154 AllocNetMoney NetMny NetMoney for this AllocAccount
((AllocQty * AllocAvgPx) - Commission - sum of MiscFeeAmt + AccruedInterestAmt) if a Sell
((AllocQty * AllocAvgPx) + Commission + sum of MiscFeeAmt + AccruedInterestAmt) if a Buy
> 119 SettlCurrAmt SettlCurrAmt (Deprecated from this message as of FIX.4.4)Replaced by AllocSettlCurrAmt
> 737 AllocSettlCurrAmt AllocSettlCurrAmt AllocNetMoney in AllocSettlCurrency for this AllocAccount if AllocSettlCurrency is different from "overall" Currency
> 120 SettlCurrency SettlCcy (Deprecated from this message as of FIX.4.4) Replaced by AllocSettlCurrency
SettlCurrency for this AllocAccount if different from "overall" Currency. Required if SettlCurrAmt is specified.
> 736 AllocSettlCurrency AllocSettlCcy AllocSettlCurrency for this AllocAccount if different from "overall" Currency. Required if AllocSettlCurrAmt is specified.
> 155 SettlCurrFxRate SettlCurrFxRt Foreign exchange rate used to compute AllocSettlCurrAmt from Currency to AllocSettlCurrency
> 156 SettlCurrFxRateCalc SettlCurrFxRtCalc Specifies whether the SettlCurrFxRate should be multiplied or divided
> 742 AllocAccruedInterestAmt AcrdIntAmt Applicable for Convertible Bonds and fixed income
> 741 AllocInterestAtMaturity IntAtMat Applicable for securities that pay interest in lump-sum at maturity
> MiscFeesGrp MiscFees
> ClrInstGrp ClrInst
> 635 ClearingFeeIndicator ClrFeeInd
> 780 AllocSettlInstType SettlInstTyp Used to indicate whether settlement instructions are provided on this message, and if not, how they are to be derived.
Absence of this field implies use of default instructions.
> SettlInstructionsData SetInstr Insert here the set of "SettlInstructionsData" fields defined in "Common Components of Application Messages"
Used to communicate settlement instructions for this AllocAccount detail. Required if AllocSettlInstType = 2 or 3.
Used in the following messages and components
AllocationInstruction AllocationReport AllocationInstructionAlert