FIX Version FIX.5.0SP2 Extension Pack EP209

Approval Date 2016-05-02T17:00:00

Description MSRB and FINRA TRACE Reporting Enhancement




Field Changes




New Fields

TagNameTypeAssociatedDataTagAbbrNameBaseCategoryBaseCategoryAbbrNameNotReqXMLEnumDatatypeUnionDataTypeDescriptionElaboration
2356RemunerationIndicatorintRmntnInd0Indicates whether the trade price was adjusted for compensation (i.e. includes a mark-up, mark-down or commission) in the price paid.In the context of MSRB and FINRA TRACE reporting requirements, this is used among firms to indicate trade remuneration.



Enumerations

Enumerations Added

TagValueSymbolicNameGroupSortDescriptionElaboration
23560NoRemunerationPaid0No remuneration paid
23561RemunerationPaid1Remuneration paid
167417ExemptFromTradeReportingFor PartyRole(452) = 73 (Execution Venue)17Exempt from trade reportingIn the context of FINRA TRACE reporting requirements, this is used to indicate the ATS has been granted a regulatory exemption from reporting.

Message/Component Content

Message/Components Content Changes

ComponentIDTagTextIndentPositionReqdDescription
9130081.2
910081.4
9113381.6

Messages/Components  Content Added

ComponentIDTagTextIndentPositionReqdDescription
91430081.10
20612356131.40