FIX Version FIX.5.0SP2 Extension Pack EP205

Approval Date 2014-11-14T17:00:00

Description FINRA Tick Size Pilot




Field Changes

Updated Fields

TagNameTypeAssociatedDataTagAbbrNameBaseCategoryBaseCategoryAbbrNameNotReqXMLEnumDatatypeUnionDataTypeDescriptionElaborationDeprecated
582Capacity of customer placing the order.Used by futures exchanges to indicate the CTICode (customer type indicator) as required by the US CFTC (Commodity Futures Trading Commission). May be used as required by other regulatory commissions for similar purposes.





Enumerations

Updated Enumerations

TagValueSymbolicNameGroupSortDescriptionElaborationDeprecated
5822Clearing firm trading for its proprietary account

Enumerations Added

TagValueSymbolicNameGroupSortDescriptionElaboration
5825RetailCustomer5Retail customerAn order that originated from a retail customer (a natural person). In the context of the US Securities and Exchange Commission, this also means an order originated from a natural person where, prior to submission, no change was made to the terms of the order with respect to price or side of market and the order does not originate from an algorithm or other computerized trading method.