FIX Version FIX.5.0SP2 Extension Pack EP176

Approval Date 2013-10-02T19:30:00

Description Regulatory Transaction Type and Block Trade Extension



Field Changes




New Fields

TagNameTypeAssociatedDataTagAbbrNameBaseCategoryBaseCategoryAbbrNameNotReqXMLEnumDatatypeUnionDataTypeDescriptionElaboration
2347RegulatoryTransactionTypeintRegTxnTyp0Specifies the regulatory mandate or rule that the transaction complies with.


Enumerations

Enumerations Added

TagValueSymbolicNameGroupSortDescriptionElaboration
23470None0None (default if not specified)The transaction does not fall under any special regulatory rule or mandate.
23471SEFRequiredTransaction1Swap Execution Facility (SEF) required transactionThe transaction is a "Required" transaction under Dodd-Frank Act SEF Rules. "Required" transactions are subject to the trade execution mandate under section 2(h)(8) of the CEA and are not block trades.
23472SEFPermittedTransaction2Swap Execution Facility (SEF) permitted transactionThe transaction is a "Permitted" transaction under Dodd-Frank Act SEF Rules. "Permitted" transactions are not subject to the clearing and trade execution mandates, illiquid or bespoke swaps, or block trades.

Message/Component Content

Messages/Components  Content Added

ComponentIDTagTextIndentPositionReqdDescription
9828032.20
92347032.30
6982809.40May be used by SEFs (Swap Execution Facilities) to indicate a block swap transaction.
69234709.60
642347023.30
2045828133.40May be used by SEFs (Swap Execution Facilities) to indicate a block swap transaction.
20452347133.60