Various extensions to support FINRA’s proposed rule change SR-FINRA-2010-044 to expand the OATS Rules to all NMS stocks.

Update History

[Updated 2013-12-09] The FIXML Schema and FIX Repository files have been updated for the following changes: an update to the base FIX 5.0 SP2 (See 20131209 Errata Release Notes); an update to EP105 to correct an issue with incorrect coding of UndInstrmtGrp and InstrmtLegGrp components in the Repository; an error in EP106 was also corrected to resolve FIXML Schema validation issues with components assigned to incorrect component categories.

[Updated 2012-12-03] FIXML Schema and FIX Repository updated to resolve schema validation errors reported.

[Updated 2012-06-25] Update of repository and FIXML Schema due to correction of EP131.

[Updated 2012-02-22] Added repository and FIXML Schema. ASBUILT document updated.

Files list:
FileAction
FIX Protocol Gap Analysis Proposal - OATS for NMS Rev1.6_ASBUILT.pdfViewDownload
FIXRepository_FIX.5.0SP2_EP135.zipDownload
fixmlschema_FIX.5.0SP2_EP135.zipDownload

Total Files3
File Size1.62 MB
Create DateJune 20, 2017