FIX Version FIX.5.0SP2 Extension Pack EP127

Approval Date 2011-07-21T00:00:00.000

Description MMI Specific Lot Allocation Proposal

Field Changes

New Fields

Tag	Name	Type	Description	AbbrName
1752	CustodialLotID	String	An opaque identifier used to communicate the custodian’s identifier for the lot. It is expected that this information would be provided by the custodian as part of a reconciliation process that occurs before trading.	CstdlLotID
1753	VersusPurchaseDate	LocalMktDate	The effective acquisition date of the lot that would be used for gain-loss trade lot reporting. The versus purchase date used to identify the lot in situations where a custodial lot identifier is not available.	VSPDt
1754	VersusPurchasePrice	Price	The versus purchase price used to identify the lot in situations where a custodial lot identifier is not available. The value should be calculated based on current cost basis / quantity held.	VSPPx
1755	CurrentCostBasis	Amt	The amount that the current shares are worth. If this lot was liquidated, the total gain/loss for a trade is equal to the trade amount minus the current cost basis.	CurCostBasis
1756	LegCustodialLotID	String	An opaque identifier used to communicate the custodian’s identifier for the lot. It is expected that this information would be provided by the custodian as part of a reconciliation process that occurs before trading.	CstdlLotID
1757	LegVersusPurchaseDate	LocalMktDate	The effective acquisition date of the lot that would be used for gain-loss trade lot reporting. The versus purchase date used to identify the lot in situations where a custodial lot identifier is not available.	VSPDt
1758	LegVersusPurchasePrice	Price	The versus purchase price used to identify the lot in situations where a custodial lot identifier is not available.The value should be calculated based on current cost basis / quantity held.	VSPPx
1759	LegCurrentCostBasis	Amt	The amount that the current shares are worth. If this lot was liquidated, the total gain/loss for a trade is equal to the trade amount minus the current cost basis.	CurCostBasis

Message/Component Content

Messages/Components Content Added

ComponentID	TagText	Indent	Position	Description
2003	1752	1	6.1	Only used for specific lot trades.
2003	1753	1	6.2	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.
2003	1754	1	6.3	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.
2003	1755	1	6.4	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified
2002	1752	1	9.5	Only used for specific lot trades.
2002	1753	1	9.6	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.
2002	1754	1	9.7	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.
2002	1755	1	9.8	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified
2039	1752	1	7.1	Only used for specific lot trades.
2039	1753	1	7.2	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.
2039	1754	1	7.3	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.
2039	1755	1	7.4	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified
2040	1752	1	7.1	Only used for specific lot trades.
2040	1753	1	7.2	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.
2040	1754	1	7.3	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.
2040	1755	1	7.4	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified
2060	1752	1	7.01	Only used for specific lot trades.
2060	1753	1	7.02	Only used for specific lot trades. If this field is used, either VersusPurchasePrice(1754) or CurrentCostBasis(1755) should be specified.
2060	1754	1	7.03	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified.
2060	1755	1	7.04	Only used for specific lot trades. If this field is used, VersusPurchaseDate(1753) should be specified
2026	1756	1	7.1	Only used for specific lot trades.
2026	1757	1	7.2	Only used for specific lot trades. If this field is used, either LegVersusPurchasePrice(1758) or LegCurrentCostBasis(1759) should be specified.
2026	1758	1	7.3	Only used for specific lot trades. If this field is used, LegVersusPurchaseDate(1757) should be specified.
2026	1759	1	7.4	Only used for specific lot trades. If this field is used, LegVersusPurchaseDate(1757) should be specified