Financial regulation has a direct impact on many FIX member firms and how they conduct their business.  The FIX organization is independent and neutral, focused on transparency, operational efficiency and mitigating risk.  FIX responds to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data.

This page is a repository of any documented responses related to the usage of the FIX Protocol in addressing regulatory requirements across the globe.

Current Consultations

ESMA CP – Call for Evidence on Digital Finance

Regional Repository

Please visit the below links to view previous responses submitted on behalf of the FIX Trading Community.

Asia-Pacific

Responses

Canada

Responses

European Union

Responses

IOSCO

Responses

United States

Responses

Documentation

Asia Pacific

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SFC-FIX Response to OTC Derivatives Regulatory Regime in Hong Kong

106.04 KB 162 downloads August 27, 2012
FIX responded to a consultation from the SFC on the OTC Derivatives regulatory regime...
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ASIC-FIX Adopted for Short Position Reporting

184.20 KB 218 downloads August 12, 2010
FIX welcomes the Australian Securities & Investments Commission (ASIC™s) adoption...

    Canada

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    IIROC - FIX Adopted for Market Surveillance and Transaction Reporting

    52.24 KB 157 downloads May 6, 2009
    FIX is pleased to announce that it has developed an Extension Pack which will enable...

      European Union

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      ESMA - MiFID II_MiFIR CP on transaction reporting_refdata

      285.54 KB 50 downloads December 11, 2020
      FIX Trading Community response to the ESMA consultation paper on MiFIR review report...
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      ESMA - Technical Standards on reporting_data quality_data access

      170.84 KB 79 downloads July 3, 2020
      03 July 2020 - This document is the FIX response to the ESMA consultation paper on...
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      ESMA Consolidated Tape Consultation Paper - FIX Response

      249.39 KB 94 downloads September 13, 2019
      06 September, 2019 - The FIX Trading Community provided a response to the ESMA CP...
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      ESMA MiFID II FIX Response Discussion Paper

      669.67 KB 166 downloads February 16, 2017
      ESMA MiFID II FIX Response Discussion Paper ...
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      ESMA MiFID II FIX Response Consultation Paper

      436.30 KB 216 downloads February 14, 2017
      ESMA MiFID II FIX Response Consultation Paper ...
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      FIX Trading Community Response to ESMA CP 23 March 2016

      508.10 KB 352 downloads March 23, 2016
      Response to ESMA CP 23 March 2016 ...
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      ESMA_MiFID II FIX Consultation Response_2014_1570

      366.09 KB 316 downloads February 27, 2015
      This document is a response to the ESMA MiFID II/MiFIR Consultation Paper 2014_1570...
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      FSB-FIX Response to Feasibility Study on Approaches to Aggregate OTC Derivatives Trade Repository Data

      28.33 KB 92 downloads February 28, 2014
      FIX response to the FSB's consultative paper focused on options for aggregating OTC...
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      CESR - FIX Response for Establishment of a European Consolidated Tape

      0.00 KB 98 downloads November 2, 2010
      Following consultation with the FIX EMEA Regulatory Subcommittee, FIX produced a...
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      ESMA MiFID II FIX Response Covering Letter

      112.45 KB 109 downloads February 15, 2008
      ESMA MiFID II FIX Response Covering Letter ...
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      CESR - Changes to FIX for MiFID

      288.32 KB 281 downloads October 22, 2006
      A link to the gap analysis - Changes to FIX for MiFID. ...
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      CESR - FIX Response for Transparency and Reporting under MiFID Call for Evidence

      177.36 KB 234 downloads April 14, 2006
      FPL has issued a response to the call for evidence by CESR, who invited interested...

        IOSCO

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        IOSCO - FIX Response to Harmonisation of the UPI

        265.41 KB 87 downloads February 24, 2016
        Harmonisation of the UPI ...
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        IOSCO - FIX Response to CR02/11 Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency

        479.21 KB 72 downloads August 12, 2011
        FIX's Response to IOSCO Consultation - CR02/11 Regulatory Issues Raised by the Impact...

          United States

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          SEC - FIX Response to Securities Transactions Settlement

          383.65 KB 99 downloads June 15, 2004
          FIX filed a response to the SEC Concept Release entitled Securities Transactions...