FIX and Regulations
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX responds to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
ESMA consultation on Order Execution Policies
US Financial Data Transparency Act
Regional Repository
Please visit the below links to view previous responses submitted on behalf of the FIX Trading Community.
Documentation
Asia Pacific
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EMEA
ESMA_MiFID II FIX Consultation Response_2014_1570 366.09 KB 627 downloads February 27, 2015
This document is a response to the ESMA MiFID II/MiFIR Consultation Paper 2014_1570 (February 2015) ...FSB-FIX Response to Feasibility Study on Approaches to Aggregate OTC Derivatives Trade Repository Data 28.33 KB 1794 downloads February 28, 2014
FIX response to the FSB's consultative paper focused on options for aggregating OTC derivatives trade repository data. ...CESR - FIX Response for Establishment of a European Consolidated Tape 0.00 KB 98 downloads November 2, 2010
Following consultation with the FIX EMEA Regulatory Subcommittee, FIX produced a proposal for an industry led solution for the establishment of a Consolidated Tape Delivery Authority (CTDA) to oversee...ESMA MiFID II FIX Response Covering Letter 112.45 KB 537 downloads February 15, 2008
ESMA MiFID II FIX Response Covering Letter ...CESR - Changes to FIX for MiFID 288.32 KB 549 downloads October 22, 2006
A link to the gap analysis - Changes to FIX for MiFID. ...CESR - FIX Response for Transparency and Reporting under MiFID Call for Evidence 177.36 KB 568 downloads April 14, 2006
FPL has issued a response to the call for evidence by CESR, who invited interested parties to submit their views regarding (potential) future work on transparency data publication and consolidation as...- 1
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Americas
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Global (IOSCO)
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