Financial regulation has a direct impact on many FIX member firms and how they conduct their business.  The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk.  FIX responds to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data.

This page is a repository of documented responses provided by the FIX Trading Community in addressing regulatory requirements across the globe.

Current Consultations

September 2022

FCA Guidance on the Trading Venue Perimeter CP22/18  Closes 11th November 2022

ESMA Consultation on Market Outages – Closes 16th December 2022

 

Regional Repository

Please visit the below links to view previous responses submitted on behalf of the FIX Trading Community.

Asia-Pacific

Responses

EMEA

Responses

Americas

Responses

Global

Responses

Documentation

Asia Pacific

    EMEA

      Americas

      Icon

      IIROC - FIX Adopted for Market Surveillance and Transaction Reporting

      52.24 KB 163 downloads May 6, 2009
      FIX is pleased to announce that it has developed an Extension Pack which will enable...
      Icon

      OCC - Options Symbology Initiative

      57.98 KB 138 downloads October 16, 2008
      This implementation guide includes the recommended approaches to implement the OSI...
      Icon

      NYSE - Rule 80A Account Type Indicators

      168.00 KB 155 downloads January 8, 2008
      In response to the evolution of program trading activities in the marketplace, NYSE...
      Icon

      NASD - OATS Phase III FIX Gap Analysis

      174.00 KB 105 downloads May 18, 2006
      NASD - OATS Phase III FIX Gap Analysis ...
      Icon

      SEC - FIX Response to Securities Transactions Settlement

      383.65 KB 101 downloads June 15, 2004
      FIX filed a response to the SEC Concept Release entitled Securities Transactions...

      Global (IOSCO)